Grow and Expand

Nurture the Success You've Started

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With decades of experience, Vicus Capital can assist in increasing efficiencies, maintaining compliance, merging your business, and acquiring new books of business.  Feel confident in expanding your horizons knowing that Vicus Capital will custom tailor our support as you see fit.  Your path is always your own – you are free to grow or pivot as you feel is appropriate.  We, in turn, will support you to the best of our abilities to turn your dreams into a reality.

Customized Support Structure

Your business is unique, which means your support will be too

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Advisor Relations

As new programs become available on the Vicus Capital Investment Management Platform, the Advisor Relations team will introduce and educate to how it will assist clients in various case scenarios.  The team is also available for consultation regarding unique client needs and case planning scenarios.  The Advisor Relations team also periodically releases best practices videos in our signature Vicus EDGE video series.

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Advisory Operations

The Advisory Operations team will assist in processing paperwork and ensure you and your team are up to date on new procedures and best practices for account opening and maintenance needs.  They are also on standby for client support should you encounter an emergency that requires you to be out of the office for an extended period of time.

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Business Development

Our Business Development team can assist you in best practices for growing your business, whether that is through a merger with another business, becoming a retiring advisor’s succession plan, or cooperating with Marketing on a recruitment campaign to grow your client base.

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Compliance

Vicus Capital operates with a keen focus on Compliance.  Our dedicated team is on the forefront of pending and recently implemented regulations to ensure that you are always prepared to efficiently update workflows.  They are additionally available to review all materials and contracts, as well as provide assistance when dealing with difficult clients situations.  Our General Counsel is always available for assistance and the team will provide individualized support for regulatory audits.

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Finance & Human Resources

Our Finance and Human Resources teams are equipped to assist with various transactions associated with running a business, including accounts payable and receivable, invoicing, and billing.  They also coordinate the monthly fee payouts from our custodians and handle reporting for business production.  Human Resources can assist in payroll management and other needs in running your business.

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Financial Planning

Now more than ever, clients are looking for an overall wealth planner to help them with all of their financial needs.  With the assistance of our Financial Planning department, you can increase the value you provide to your clients with customized financial plans on either an ad hoc basis, or through a monthly subscription plan.  The team can assist in designing the plan, and also assist in preparing for, or actively participate in, client meetings.

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Investment Management & Research

The diligent Investment Management & Research (IMR) team functions as your own, outsourced portfolio review and management team by keeping a pulse on the markets and news cycles, investment trends and fund performance.  Our custom solutions will help you craft a unique plan for your clients when a more specialized approach is needed to meet their goals.  If you enjoy the thrill of portfolio management and wish to maintain that role, our strategists are available for consultation and plan review.  We offer an array of retirement plan services and assistance for both the novice and experienced planner alike.  Our strategists also offer both quarterly and ad hoc commentaries to keep you knowledgeable on the industry at large.

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Marketing

Our Marketing team is experienced in a range of advertising campaigns run on a variety of media including ads in print publications, billboards, and social media.  Additionally our team is prepared to help keep your existing print materials and digital presences up to date and in line with the latest trends and design styles.  We can assist you with creating your own video pieces, including recording in our in-house studio and customized post-production capabilities.

See how our purpose-built, customized support structure encompassing cross departmental collaboration can deliver the unique experience you desire.
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Retirement Plans

Whether qualified retirement plans are a critical component of your business and clientele or if you are just discovering the power retirement plans can provide to your business model, Vicus Capital can support your efforts in this unique space.  From in-house 3(21) and 3(38) fiduciary investment management to a curated platform of recordkeeping and administration partners, our specialized offering is designed to accommodate a variety of approaches to meet your needs.

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Financial Planning

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Advisor Relations

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Business Development

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IT & Cybersecurity

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Investment Management and Research

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