Vicus Capital Form ADV Part 2A

476 Rolling Ridge Dr. Ste 315

State College, PA 16801

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Advisory Services offered through Vicus Capital, Inc., a federally Registered Investment Advisor. Learn more about our firm’s background and Investment Professionals on the SEC’s Advisor Report.

Financial Planning

Customized financial plans
Enhancement and review of ongoing wealth strategies
eMoney implementation and ongoing support
Certified expert consultation when preparing for or during a client meeting
A La Carte or subscription plans to accommodate your preferences

Advisor Engagement

Initial and ongoing book analysis and model mapping
Vicus View (weekly market update)
Vicus EDGE (monthly business enhancement ideas)
Semi-annual roadshows (in-person and livestream)
Case planning, design and meeting preparation
Proposal requests and delivery
Qualified retirement plan services
In-depth product education and support for advisors and staff

Business Development

Business coaching
Practice valuation and purchase negotiations
Hiring assistance (job description writing, job posting, resume review, and candidate assessments)
Liaison for new advisor offices with Vicus Capital corporate office
Advisor and support staff onboarding
Initial product, platform and services education
Client account re-papering assistance (remotely or on-site)

IT & Cybersecurity

Cybersecurity solutions
Business continuity systems
Digital/Virtual solutions
Paperless office
Cloud Storage
Archiving
Compliance integrations
CRM support
Email support

Investment Management and Research

Investment research and due diligence
Model construction and trading
Custom proposals and asset allocations
Quarterly and ad-hoc market commentary
Vicus PM conference calls with end clients upon advisor’s request